Updated 2022
RCA Financial Partners is not a securities broker-dealer, an investment adviser, or a bank, and, accordingly, is not subject to FINRA or SEC rules regarding broker-dealer securities research, nor to the regulations to which investment advisers or banks are subject, including regulations regarding independence of written communications
Terms of Use and Important Disclosures and Disclaimers
By accessing or using this Site (the “Site”) published by RCA Financial Partners Inc. (“RCA Financial Partners”, “we”, or “us”), you hereby accept and agree to comply with these terms and conditions of use, and acknowledge having read and understood all disclaimers and disclosures set forth below. RCA Financial Partners is not a registered broker-dealer, investment adviser, or otherwise regulated by any federal or state financial regulatory authority. All content published on the Site or otherwise distributed by RCA (“RCA Materials”) is for information purposes only, and does not constitute and should not be understood as a solicitation of any transaction, or as a recommendation to buy or sell a security, or pursue any investment strategy. Materials that we post are not subject to FINRA or SEC rules regulating securities research conflicts of interest or regulating investment advice.
RCA Materials
RCA Financial Partners may from time to time in articles, reports, and interviews offer our own opinions concerning featured companies, or the business spaces and market segments in which they operate. Any opinions we may offer are solely our own and should not be considered as investment advice or interpreted as research. We may also link to third-party materials. Any such link is for information purposes only and does not adopt or endorse the views presented in any linked material.
When you read any report or view any interview on our Site, please note that we may have been retained and compensated by the subject company of the report or interview, for services including but not limited to preparation of the RCA Materials. As such, RCA Materials are not independent, and may be subject to conflicts of interest. Our other services to the subject company may include public relations services, investor relations services, issuer advisory, and investment banking services, among other services. Such services may include advisory services relating to transactions or strategies regarding which RCA Financial Partners has advised the subject company.
Our compensation from the subject company may include cash and securities of the subject company. We have adopted internal policies and procedures related to the sale of subject company securities: neither RCA Financial Partners nor any of our associated persons may sell any security of the subject company, from whatever source acquired, until after we have ceased to be retained by the subject company. Our compensation is based on a fixed fee and is not contingent upon any of the views or conclusions expressed in RCA Materials. Although all information in RCA Materials is based on publicly available information believed to be reliable, you should understand that because we may be compensated by the subject company, including by receipt of subject company securities, the opinions expressed may not be objective, or may be influenced by the receipt of such compensation.
We do not make any express or implied representation or warranty as to the completeness, reliability or accuracy of information contained in RCA Materials, or of information used to create RCA Materials, nor do RCA Materials intend to be a complete statement or summary of the securities, markets or developments referred to therein. RCA Financial Partners does not offer financial advice based upon your personal financial situation or goals, and we shall NOT be held liable for any investment or trading losses you may incur by using the opinions expressed in RCA Materials. Trading securities involves extreme risk and requires professional guidance. All investment decisions are solely your responsibility.
RCA Financial Partners does not give specific trading advice, and no representation or claim is made that any RCA Materials contain a thorough analysis of any security. We encourage readers and viewers to invest carefully and read the any information available regarding the company at the web site of the U.S. Securities and Exchange Commission, https://www.sec.gov/edgar/searchedgar/companysearch.html, prior to investing. If you are considering investments, you should discuss your asset allocation, and the risk tolerance level appropriate for your personal financial situation, with an investment professional. RCA Materials are provided solely as for informational purposes. Past performance is not indicative of future results. No RCA Materials are a solicitation or recommendation to buy, sell or hold securities.
Use of the Site
The Site is provided for informational purposes only and should not be construed as a solicitation or an offer to buy or sell any security or related financial instrument. The information, materials or opinions contained in this Site are subject to change at any time by RCA Financial Partners without prior notice and we are not obligated to update or keep current the information contained herein. You should consider the information on its own merits whether it is suitable for your personal needs, investment objectives, and specific circumstances. We recommend that you consult with a licensed, qualified professional before making any investment decisions. Some of the securities mentioned on this Site may not be registered in the jurisdiction in which you are located. We urge you to seek legal advice before offering or selling any unregistered security.
Information Provided by Third Parties
This Site may contain links to various sites of other institutions that are not affiliated with us. We provide these links because we believe they contain beneficial information and they do not constitute an endorsement of any information or opinions offered at such Sites. We do not control and are not responsible for the accuracy of the content of those sites.
Limitation of Liability
RCA Materials have been provided by us on an “as is” basis and RCA Financial Partners expressly disclaims any and all warranty – express or implied – including, without limitation, warranties of merchantability and fitness for a particular purpose with respect to this information or materials. In no event shall RCA Financial Partners be liable for any direct, indirect, incidental, punitive, or consequential damages of any kind with respect to information or materials presented on this Site or any of the information available through this Site. RCA Financial Partners, its affiliates, directors, officers, employees, and any third party vendors will not be liable for or have any responsibility for, and make no warranties that, functions contained in the Site will be uninterrupted or error-free, that defects will be corrected, or that the Site or the server that makes it available will be free of viruses or other harmful components.
Copyrights, Trademarks, and Restrictions on Use of Materials
You acknowledge and agree that the entire content of this Site is protected by copyrights, trademarks, or other proprietary rights, and that these rights are valid and protected in all forms, media, and technologies existing now or later developed. All rights, title, and interest in this Site and any content contained herein and their selection and arrangement belong to RCA Financial Partners or its licensors. Nothing on this Site shall be interpreted as granting any license or right to use any image, trademark, logo or service mark on the Site. We permit you to make copies of this Site as necessary incidental acts during your use of it; and you may take a print so long as you do not remove any copyright or other notice as maybe contained in the information that you download. Copying or downloading material from this Site does not transfer title to any material on this Site to you. All rights are fully reserved.
Forward-Looking Statements
RCA Materials include forward-looking statements intended to qualify for the safe harbor from liability established by the Private Securities Litigation Reform Act of 1995. Any statements in RCA Materials that are not statements of historical fact should be considered forward-looking statements. These forward-looking statements generally can be identified by phrases such as “believes,” “expects,” “anticipates,” “foresees,” “forecasts,” “estimates,” “intends,” or other words or phrases of similar import. Similarly, statements that describe a company’s business strategy, outlook, objectives, plans, intentions, expectations, beliefs, goals, assumptions, future events or performance, business and financing, business trends, future operating revenues and expenses may be forward-looking statements.
RCA Materials may contain or incorporate by reference “forward-looking statements”, including certain information with respect to plans and strategies of the featured company. As such, any statements contained herein or incorporated herein by reference that are not statements of historical fact may be deemed to be forward-looking statements. All such forward-looking statements are subject to certain risks and uncertainties that could cause actual results to differ materially from those in forward-looking statements. Although RCA Financial Partners believes that the statements are reasonable, it can give no assurances that such expectations will prove to be correct. Investors are cautioned that any forward looking statements made by the subject company, or contained in any and/or all profile/research reports, contain no guarantee of future performance, and that the actual result may differ materially from those set forth in the forward-looking statements.
There are a number of important factors that could cause actual events or actual results of companies profiled in RCA Materials to differ materially from those indicated by such forward-looking statements including but not limited to, a company’s ability to be able to successfully complete planned funding agreements, to successfully market its products in competitive industries, or to effectively implement its business plan or strategies. Forward looking statements are based on expectations, estimates, and projections at the time the statements are made that involve a number of risks and uncertainties which could cause actual results or events to differ materially from those presently anticipated. We encourage our readers and viewers to invest carefully and review all forms of investments and read the investor information.
Additional Information
Information we may disseminate via social media are based on publicly available information only, and are obtained from sources we believe to be reliable, but we cannot guarantee to be accurate nor do we purport to be complete. Posts on social media accounts are not investment advice and are not designed to meet the particular investment needs of any investor. Social media posts are not to be construed as an offer or solicitation of an offer to buy or sell any securities mentioned herein. Investing involves risk, and investment in small cap stocks involves significant risk. Investors should be aware of these risks and consult an investment professional before making investment decisions.
Other Jurisdictions
This Site is not intended for use by any person or entity who is a citizen or resident of or located in any jurisdiction where such distribution, publication, availability or use would be contrary to applicable law or regulation or which would subject RCA Financial Partners or its affiliates to any registration requirement within such jurisdiction. Those who access this Site do so at their own initiative and are responsible for compliance with local laws or regulations.
Governing Law
This Site is governed by the laws of the [State of New York/Florida], without giving effect to its conflict of laws provisions.
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